Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (17 Feb 2010 to 30 Jun 2017)
    • CF11 Money Laundering Reporting (24 Jul 2009 to 30 Jun 2017)
    • CF8 Apportionment and Oversight (21 Jun 2002 to 1 Nov 2007)
    • CF10 Compliance Oversight (21 Jun 2002 to 1 Sep 2008)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Jun 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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