Date authorised
1 April 2013
Companies House
05560744
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    102-104
    Nottingham Road
    Somercotes
    Alfreton
    Derbyshire
    DE55 4LY
    UNITED KINGDOM
    Phone
    +441773529977
  • Complaints Contact

    102-104
    Nottingham Road
    Somercotes
    Alfreton
    Derbyshire
    DE55 4LY
    UNITED KINGDOM
    Phone
    +4401773529977

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gil Carey Chapman

    IRN GCC00013

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Feb 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2006 to 3 Oct 2016)
    • CF8 Apportionment and Oversight (7 Feb 2006 to 31 Mar 2009)
  • Sarah Charlotte Marriott

    IRN SCM01115

    • CF1 Director (7 Feb 2006 to 2 Nov 2006)
  • Wendy Loveridge

    IRN WXL01068

    • [FCA CF] CASS oversight function (since 9 Oct 2020)
    • [FCA CF] Benchmark submission and administration (since 9 Oct 2020)
    • [FCA CF] Significant management (since 9 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (9 Jan 2007 to 31 Mar 2009)
    • CF1 Director (9 Jan 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2007 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.