Date authorised
1 April 2013
Companies House
05560744
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    102-104
    Nottingham Road
    Somercotes
    Alfreton
    Derbyshire
    DE55 4LY
    UNITED KINGDOM
    Phone
    +441773529977
  • Complaints Contact

    102-104
    Nottingham Road
    Somercotes
    Alfreton
    Derbyshire
    DE55 4LY
    UNITED KINGDOM
    Phone
    +4401773529977

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gil Carey Chapman

    IRN GCC00013

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Feb 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2006 to 3 Oct 2016)
    • CF8 Apportionment and Oversight (7 Feb 2006 to 31 Mar 2009)
  • Sarah Charlotte Marriott

    IRN SCM01115

    • CF1 Director (7 Feb 2006 to 2 Nov 2006)
  • Wendy Loveridge

    IRN WXL01068

    • [FCA CF] CASS oversight function (since 9 Oct 2020)
    • [FCA CF] Benchmark submission and administration (since 9 Oct 2020)
    • [FCA CF] Significant management (since 9 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (9 Jan 2007 to 31 Mar 2009)
    • CF1 Director (9 Jan 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2007 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Chris Conway (no longer appointed)

    FRN 497205 · Appointed 5 Mar 2009 · Until 20 Nov 2012

  • Phoenix IFA Ltd (no longer appointed)

    FRN 497193 · Appointed 5 Mar 2009 · Until 1 Mar 2013

  • Roy Fowler (no longer appointed)

    FRN 478381 · Appointed 5 Mar 2009 · Until 23 Aug 2016

  • Darren Westmoreland (no longer appointed)

    FRN 481238 · Appointed 2 Mar 2009 · Until 20 Nov 2012

  • Gary Stevenson (no longer appointed)

    FRN 497099 · Appointed 2 Mar 2009 · Until 23 Aug 2016

  • Kind Financial Services Ltd (no longer appointed)

    FRN 483320 · Appointed 2 Mar 2009 · Until 20 May 2009

  • Marcus Harrison Ltd (no longer appointed)

    FRN 497086 · Appointed 2 Mar 2009 · Until 1 Mar 2013

  • Nigel Kerney (no longer appointed)

    FRN 497093 · Appointed 2 Mar 2009 · Until 23 Aug 2016

  • Oviso Financial Services Ltd (no longer appointed)

    FRN 489316 · Appointed 2 Mar 2009 · Until 30 Apr 2009

  • Paul Whittenhan (no longer appointed)

    FRN 497098 · Appointed 2 Mar 2009 · Until 1 Mar 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.