Gil Carey Chapman

• B Insured Ltd

  FRN 441636

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Mediation (7 Feb 2006 to 3 Oct 2016)
  • CF8 Apportionment and Oversight (7 Feb 2006 to 31 Mar 2009)
  • CF1 Director (7 Feb 2006 to 8 Dec 2019)
• Face to Face Financial Planning Limited

  FRN 502537

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 10. Broker fund adviser
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 24 Oct 2016)
  • CF11 Money Laundering Reporting (2 Sep 2009 to 8 Dec 2019)
  • CF30 Customer (2 Sep 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Sep 2009 to 3 Oct 2016)
  • CF10 Compliance Oversight (2 Sep 2009 to 8 Dec 2019)
  • CF1 Director (2 Sep 2009 to 8 Dec 2019)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (20 Apr 2004 to 18 Nov 2005)
  • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 20 Apr 2004)

No changes recorded yet.