Date authorised
1 March 2019
Companies House
11594064
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25-26 Albemarle Street
    London
    W1S 4HU
    UNITED KINGDOM
    Phone
    +4402035106758
  • Complaints Contact

    3rd Floor
    25-26 Albemarle Street
    London
    W1S 4HX
    UNITED KINGDOM
    Phone
    +4407350433850

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Duncan Florence

    IRN NXF00136

    • [FCA CF] Client dealing (since 17 Jun 2025)
    • SMF3 Executive Director (since 20 Nov 2024)
    • [FCA CF] Client dealing (21 Oct 2022 to 12 Feb 2024)
  • Omar Karhani

    IRN OXK00088

    • [FCA CF] Client dealing (since 17 Jun 2025)
  • Pauline Cahill

    IRN PXC71244

    • SMF3 Executive Director (since 28 Oct 2024)
  • Philip Rainer Stangl

    IRN PRS01096

    • [FCA CF] Client dealing (13 Dec 2022 to 26 Jan 2024)
  • Rahul Ahuja

    IRN RXA01428

    • SMF3 Executive Director (18 Aug 2021 to 4 Apr 2022)
  • Rashid Shahid Zuberi

    IRN RSZ01001

    • SMF3 Executive Director (22 Jun 2022 to 13 Jan 2023)
    • [FCA CF] Client dealing (24 Feb 2022 to 12 Jan 2023)
  • Razid Kalfane

    IRN RXK01319

    • [FCA CF] Client dealing (since 20 Sep 2023)
  • Robert Agnew

    IRN RLA01020

    • [FCA CF] Client dealing (23 Apr 2021 to 10 Jan 2022)
  • Tanya Corinne James

    IRN TCC01039

    • SMF16 Compliance Oversight (24 Oct 2024 to 31 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2024 to 31 Mar 2026)
  • Yousef Hajjar

    IRN YDH00003

    • SMF3 Executive Director (22 Feb 2021 to 19 Aug 2021)
    • [FCA CF] Client dealing (4 Feb 2021 to 19 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

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