Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (22 Jun 2022 to 13 Jan 2023)
- [FCA CF] Client dealing (24 Feb 2022 to 12 Jan 2023)
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- [FCA CF] Client dealing (3 Sep 2021 to 19 Oct 2023)
- CF1 Director (AR) (6 Jul 2021 to 19 Oct 2023)
- CF30 Customer (6 Jul 2021 to 19 Oct 2023)
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- (2)Employed By (6 Jul 2021 to 19 Oct 2023)
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- [FCA CF] Client dealing (6 Nov 2017 to 29 Jun 2018)
- [FCA CF] Manager of certification employee (6 Nov 2017 to 29 Jun 2018)
- [FCA CF] Material risk taker (1 Apr 2017 to 30 Jun 2018)
- SMF21 EEA Branch Senior Manager (EBSM) (29 Sep 2016 to 6 Nov 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.