Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 14 Apr 2025)
    • SMF1 Chief Executive (10 Sep 2024 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (since 12 Jul 2023)
    • [FCA CF] Client dealing (since 12 Jul 2023)
  • Azura Partners Ltd (no longer approved here)

    FRN 824031

    • [FCA CF] Client dealing (23 Apr 2021 to 10 Jan 2022)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (9 May 2011 to 10 Nov 2011)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 8 May 2009)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 8 May 2009)
    • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.