Azets Wealth Management Limited

• Principal Place of Business

  Bulman House

  Regent Centre

  Gosforth

  Newcastle upon Tyne

  Tyne and Wear

  NE3 3LS

  UNITED KINGDOM

  Phone

  +4401912850321

  Web

  https://www.azetswealthmanagement.co.uk

• Complaints Contact

  Bulman House

  Regent Centre

  Gosforth

  Newcastle upon Tyne

  Tyne and Wear

  NE3 3LS

  UNITED KINGDOM

  Phone

  +4401912850321

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lauren Duffy

  IRN LXD00267

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
• Leonard Harold William Birnie

  IRN LHB01023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
• Mark Andrew Parkinson

  IRN MAP00074

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 18 Oct 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Oct 2021)
  • Responsible for Insurance Mediation (17 May 2013 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Nov 2012 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2012 to 8 Dec 2019)
  • CF1 Director (18 Apr 2012 to 8 Dec 2019)
• Mark William Connelly

  IRN MWC01069

  • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 30 Jan 2026)
  • [FCA CF] Client dealing (1 Oct 2024 to 30 Jan 2026)
• Martin Richard Lebovitch

  IRN MRL01053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Jun 2009 to 8 Dec 2019)
• Matthew Knott

  IRN MXK02945

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
  • [FCA CF] Client dealing (since 25 Mar 2024)
• Michael Alexander Jessop

  IRN MAJ01157

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • [FCA CF] Client dealing (since 2 Oct 2023)
• Michael George Hartness

  IRN MGH00035

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
• Molly Elizabeth Kirton

  IRN MXK00787

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
  • [FCA CF] Client dealing (since 24 Nov 2025)
• Morag Baird Lewis

  IRN MBL00007

  • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 27 Mar 2026)
  • [FCA CF] Client dealing (1 Oct 2024 to 27 Mar 2026)

• Mr David William Brown (no longer appointed)

  FRN 602726 · Appointed 19 Jun 2013 · Until 25 Apr 2014

• Ian Frazer Financial Planning Limited (no longer appointed)

  FRN 595940 · Appointed 18 Feb 2013 · Until 20 Mar 2014

• Denis Turnbull Financial Services Limited (no longer appointed)

  FRN 591183 · Appointed 14 Nov 2012 · Until 5 Feb 2015

• Mr Gary Kevin Charlesworth (no longer appointed)

  FRN 585398 · Appointed 27 Jul 2012 · Until 5 Feb 2015

No changes recorded yet.