Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Azets Wealth Management Limited
FRN 449016
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF1 Chief Executive (since 18 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 19 Oct 2021)
- Responsible for Insurance Mediation (17 May 2013 to 30 Sep 2018)
- CF10 Compliance Oversight (1 Nov 2012 to 8 Dec 2019)
- CF1 Director (18 Apr 2012 to 8 Dec 2019)
- CF30 Customer (18 Apr 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.