Axi Financial Services (UK) Limited

• Principal Place of Business

  Axi Financial Services (UK) Ltd

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442038572000

  Web

  https://www.axi.com/uk

• Complaints Contact

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442035449646

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abdulrahman Sadiq Salim Basaddiq

  IRN ASB01176

  • CF1 Director (5 Jun 2014 to 30 Sep 2018)
• Adam David Neal

  IRN ADN01026

  • CF1 Director (AR) (3 Jul 2009 to 8 Feb 2011)
  • CF30 Customer (23 Jul 2008 to 8 Feb 2011)
• Ahmed Imran Pasha

  IRN AIP01022

  • CF30 Customer (5 Nov 2012 to 15 Jun 2018)
• Amar Abdul Salam Majeed Rahou

  IRN AAR01065

  • CF30 Customer (26 Jun 2009 to 30 Nov 2010)
• Andrea Rebusco

  IRN AXR01880

  • [FCA CF] Material risk taker (since 8 Apr 2026)
• Andrew Douglas Johnston

  IRN ADJ01035

  • CF30 Customer (26 Nov 2007 to 30 Nov 2018)
• Andrew George Alan Cottrill

  IRN AGC01094

  • CF30 Customer (31 Mar 2008 to 12 Jun 2015)
• Andrew James Henderson

  IRN AJH01292

  • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
  • CF1 Director (28 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (27 Aug 2007 to 31 Oct 2007)
• Anisha Hayden

  IRN AXP02718

  • CF11 Money Laundering Reporting (1 Sep 2015 to 18 Feb 2019)
• Antoniou Antonios

  IRN AXA03582

  • CF2 Non Executive Director (AR) (11 Feb 2016 to 16 Sep 2016)

• City Investment Advisors Ltd (no longer appointed)

  FRN 500381 · Appointed 1 May 2009 · Until 2 Jun 2009

• Citypoint Trading Limited (no longer appointed)

  FRN 489781 · Appointed 6 Oct 2008 · Until 8 Feb 2011

• Azurite Markets Consultancy Ltd (no longer appointed)

  FRN 486371 · Appointed 21 Jul 2008 · Until 1 Oct 2008

No changes recorded yet.