Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
    • CF1 Director (28 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (27 Aug 2007 to 31 Oct 2007)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF26 Customer Trading (8 Nov 2005 to 22 Aug 2007)
  • HYCM CAPITAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 186171

    • CF26 Customer Trading (22 Mar 2004 to 31 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.