Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Axi Financial Services (UK) Limited
FRN 466201
- [FCA CF] Material risk taker (since 8 Apr 2026)
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- [FCA CF] Client dealing (28 Oct 2024 to 16 Mar 2025)
- [FCA CF] Significant management (28 Oct 2024 to 16 Mar 2025)
- [FCA CF] Material risk taker (28 Oct 2024 to 16 Mar 2025)
- [FCA CF] Manager of certification employee (28 Oct 2024 to 16 Mar 2025)
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- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- CF30 Customer (16 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (12 Mar 2015 to 9 Apr 2018)
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- CF30 Customer (19 Mar 2009 to 9 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.