WiseAlpha Technologies Limited

• Principal Place of Business

  Level 39

  One Canada Square, Canary Wharf

  London

  E14 5AB

  UNITED KINGDOM

  Phone

  +4402039272790

  Web

  https://www.wisealpha.com

• Complaints Contact

  Level 39

  One Canada Square, Canary Wharf

  London

  E14 5AB

  UNITED KINGDOM

  Phone

  +4402039272790

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The contract for difference, rolling spot forex exchange and spread bet investment types are limited to non-retail customers.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The contract for difference, rolling spot forex exchange and spread bet investment types are limited to non-retail customers.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The contract for difference, rolling spot forex exchange and spread bet investment types are limited to non-retail customers.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abdul Motobbir

  IRN AXM05472

  • SMF16 Compliance Oversight (since 31 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2025)
• Aidan Hamade

  IRN AXH00468

  • [FCA CF] Significant management (since 31 Mar 2021)
• Amer Bhatti

  IRN AXB03112

  • [FCA CF] CASS oversight function (27 Aug 2020 to 31 Dec 2021)
  • SMF16 Compliance Oversight (23 Dec 2019 to 31 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2019 to 31 Dec 2021)
• Andrea Rebusco

  IRN AXR01880

  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
• Callum Clarke

  IRN CXC00343

  • [FCA CF] Client dealing (since 29 Apr 2021)
• George Alexander Flynn

  IRN GAF01059

  • [FCA CF] Client dealing (9 Mar 2022 to 5 Apr 2024)
  • [FCA CF] Material risk taker (9 Mar 2022 to 5 Apr 2024)
  • [FCA CF] Significant management (9 Mar 2022 to 5 Apr 2024)
• Himanshu Roy

  IRN HXR00164

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Feb 2023 to 11 Oct 2024)
  • SMF16 Compliance Oversight (16 Feb 2023 to 11 Oct 2024)
• Nicola Mary Chapman

  IRN NMC01070

  • [FCA CF] CASS oversight function (10 Mar 2022 to 30 Sep 2022)
• Rezaah Ahmad

  IRN RXA01342

  • [FCA CF] CASS oversight function (since 31 Oct 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10 Compliance Oversight (15 Sep 2016 to 8 Aug 2019)
  • CF11 Money Laundering Reporting (15 Sep 2016 to 8 Aug 2019)
  • CF30 Customer (15 Sep 2016 to 8 Dec 2019)
  • CF1 Director (15 Sep 2016 to 8 Dec 2019)
• Sridhar Venkiteswaran

  IRN SXV01299

  • CF30 Customer (15 Sep 2016 to 8 Aug 2019)

No changes recorded yet.