Date authorised
1 April 2013
Companies House
00446043
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    80 Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Keith Hilson

    IRN JXH03247

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • John Patrick O'Neill

    IRN JXO01124

    • CF1 Director (2 Jan 2007 to 4 Apr 2008)
  • Jonathan Paul Walker

    IRN JPW01134

    • SMF1 Chief Executive (since 2 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jul 2018 to 30 Sep 2018)
  • Jonathan Scott Wheway

    IRN JSW01157

    • CF2 Non Executive Director (23 Nov 2017 to 8 Dec 2019)
  • Joseph Alan Farrar

    IRN JXF00429

    • [FCA CF] Significant management (22 Aug 2022 to 22 Aug 2024)
  • Julie Whitehead

    IRN JXW10866

    • SMF16 Compliance Oversight (16 Apr 2020 to 31 Dec 2022)
  • Karan Hutchinson

    IRN KXH01521

    • CF1 Director (8 Sep 2010 to 10 Mar 2014)
  • Keith George Gibbs

    IRN KXG01151

    • CF1 Director (2 Jan 2007 to 4 Apr 2008)
  • Kevin Murray

    IRN KXM01720

    • CF1 Director (25 Feb 2011 to 31 Mar 2017)
  • Kim Elizabeth Clemo

    IRN KEC01021

    • CF1 Director (2 Jan 2007 to 2 Apr 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Npower Direct Ltd (no longer appointed)

    FRN 499615 · Appointed 17 Apr 2009 · Until 17 Apr 2009

  • Npower Limited (no longer appointed)

    FRN 411639 · Appointed 6 Apr 2009 · Until 17 Apr 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.