AXA SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

Senior staff personally approved by the FCA to hold their roles here.

Andrew Peter Fairchild
IRN APF01031
- Responsible for Insurance Mediation (2 Jan 2007 to 16 Apr 2007)
- CF20 Significant Mgt (Settlements) (2 Jan 2007 to 16 Apr 2007)
- CF1 Director (2 Jan 2007 to 16 Apr 2007)
Anthony John Hamilton
IRN AJH01315
- CF2 Non Executive Director (7 May 2010 to 29 Jul 2013)
Anthony Robin Dominic Monro-Davies
IRN ARM01151
- CF2 Non Executive Director (10 Feb 2010 to 28 Jun 2011)
Bertrand Poupart-Lafarge
IRN BXP01398
- CF1 Director (23 Oct 2013 to 31 Dec 2018)
Brendan Eamon McCafferty
IRN BEM01035
- CF1 Director (9 Mar 2017 to 11 Jan 2018)
Carl Antrim
IRN CJA01164
- [FCA CF] Significant management (18 Sep 2020 to 9 Sep 2021)
- CF28 Systems and controls (28 Mar 2017 to 8 Dec 2019)
Carol Ann Richmond
IRN CAR01046
- CF28 Systems and controls (1 Nov 2007 to 6 Feb 2008)
- CF1 Director (2 Jan 2007 to 6 Feb 2008)
- CF14 Risk Assessment (2 Jan 2007 to 31 Oct 2007)
Carolyn Scott
IRN CXS57338
- [FCA CF] Significant management (1 Oct 2020 to 30 Nov 2021)
Cheryl Toner
IRN CXT01385
- CF1 Director (20 Jul 2010 to 10 Mar 2014)
Christopher Hussey
IRN CXH00379
- [FCA CF] Significant management (since 21 Aug 2023)

Smaller firms operating under this firm's FCA authorisation.

Npower Direct Ltd (no longer appointed)
FRN 499615 · Appointed 17 Apr 2009 · Until 17 Apr 2009
Npower Limited (no longer appointed)
FRN 411639 · Appointed 6 Apr 2009 · Until 17 Apr 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.