Date authorised
1 April 2013
Companies House
00446043
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    80 Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claudio Gienal

    IRN CXG01867

    • SMF9 Chair of the Governing Body (25 Jan 2021 to 31 Aug 2023)
    • SMF3 Executive Director (25 Jan 2021 to 31 Aug 2023)
  • David Emmanuel Hynam

    IRN DEH01069

    • CF1 Director (23 Feb 2010 to 15 Sep 2010)
  • David Priest

    IRN DXP00278

    • [FCA CF] Significant management (12 Apr 2021 to 1 Oct 2022)
  • Emma Harvey

    IRN EXH81208

    • [FCA CF] Significant management (since 2 Jun 2021)
  • Evan Craig Waks

    IRN ECW01020

    • CF28 Systems and controls (28 Mar 2013 to 2 Aug 2019)
  • Francois De Meneval

    IRN FXD01123

    • CF1 Director (2 Jan 2007 to 4 Apr 2008)
  • Gareth Howell

    IRN GXH01656

    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
    • Responsible for Insurance Mediation (9 Jul 2018 to 30 Sep 2018)
    • CF1 Director (9 Jul 2018 to 28 Feb 2019)
  • Henri Nicolas Marie Teyssendier de la Serve

    IRN HXT00217

    • SMF3 Executive Director (since 1 Sep 2025)
  • Howard Michael Posner

    IRN HMP01007

    • CF2 Non Executive Director (9 Jul 2015 to 8 Dec 2019)
  • Ian Brimecome

    IRN IXB01100

    • CF2 Non Executive Director (17 Mar 2010 to 12 Dec 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Npower Direct Ltd (no longer appointed)

    FRN 499615 · Appointed 17 Apr 2009 · Until 17 Apr 2009

  • Npower Limited (no longer appointed)

    FRN 411639 · Appointed 6 Apr 2009 · Until 17 Apr 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.