Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Rolls

    IRN JXR01639

    • CF1 Director (AR) (31 May 2006 to 24 Feb 2015)
  • Jonathan Paul Asquith

    IRN JPA00025

    • CF2 Non Executive Director (1 Jul 2009 to 31 Oct 2012)
  • Jonathan Paul Walker

    IRN JPW01134

    • SMF23 Chief Underwriting Officer (since 10 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 13 Sep 2017)
    • CF29 Significant management (9 Dec 2014 to 6 Mar 2016)
  • Jonathan Scott Wheway

    IRN JSW01157

    • SMF13 Chair of the Nominations Committee (21 Feb 2022 to 30 Jun 2022)
    • SMF9 Chair of the Governing Body (1 Feb 2020 to 30 Jun 2022)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 21 Feb 2022)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 4 Feb 2020)
    • SIMF12 Chair of the Remuneration Committee (22 Nov 2017 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (22 Nov 2017 to 9 Dec 2018)
  • Jonathan William Darby

    IRN JWD01077

    • [FCA CF] Significant management (7 Dec 2020 to 4 Dec 2021)
  • Joseph Alan Farrar

    IRN JXF00429

    • [FCA CF] Significant management (22 Aug 2022 to 21 Feb 2025)
  • Julie Reynolds

    IRN JXR57360

    • [FCA CF] Significant management (since 1 Oct 2019)
  • Julie Whitehead

    IRN JXW10866

    • SMF16 Compliance Oversight (25 Sep 2019 to 31 Dec 2022)
    • SMF7 Group Entity Senior Manager (28 Mar 2019 to 31 Dec 2022)
  • Karan Hutchinson

    IRN KXH01521

    • CF1 Director (8 Sep 2010 to 10 Mar 2014)
  • Karen Hogg

    IRN KXH01609

    • CF29 Significant management (8 Feb 2013 to 10 Feb 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.