Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Angela Theresa Robertson

  IRN AXR00481

  • [FCA CF] Significant management (since 1 Mar 2024)
• Angus Gordon Eaton

  IRN AGE01023

  • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
  • CF28 Systems and controls (23 Aug 2012 to 1 Mar 2013)
  • CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
• Anna Louise Barrett

  IRN AXB00913

  • [FCA CF] Significant management (29 Nov 2021 to 5 Dec 2022)
• Anne Louise Kirk

  IRN ALF01029

  • CF29 Significant management (3 Mar 2010 to 9 Jul 2012)
• Annette Elizabeth Clark

  IRN AEJ01036

  • CF29 Significant management (18 Aug 2010 to 24 Dec 2010)
• Anthony Edward Middle

  IRN AEM01112

  • CF29 Significant management (9 Dec 2010 to 9 Dec 2010)
• Anthony Jon Jacobs

  IRN AJJ01118

  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Jul 2020)
• Anthony Mccann

  IRN AXM00492

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Nov 2020)
• Ashish Madaan

  IRN AXM03693

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10a CASS Oversight function (1 May 2014 to 3 Dec 2015)
  • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
• Ben Charles Slater

  IRN BXS00435

  • [FCA CF] CASS oversight function (since 23 Aug 2023)
  • [FCA CF] Manager of certification employee (19 Nov 2024 to 19 Jan 2026)

No changes recorded yet.