Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Benjamin Paul Ramsay

  IRN BXR00202

  • [FCA CF] Significant management (since 4 Nov 2024)
  • [FCA CF] Significant management (12 Oct 2023 to 4 Mar 2024)
• Bernard Andrew Curran

  IRN CXB01878

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2019)
  • CF29 Significant management (13 Apr 2015 to 8 Dec 2019)
  • CF3 Chief Executive (9 Jul 2013 to 7 Mar 2014)
  • CF1 Director (4 Sep 2012 to 7 Mar 2014)
• Brian Gabriel

  IRN BXG00033

  • [FCA CF] Manager of certification employee (17 Nov 2021 to 31 Mar 2023)
  • [FCA CF] Material risk taker (5 Oct 2020 to 31 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
• Carole Jean O'Boyle

  IRN CXO00053

  • [FCA CF] Functions requiring qualifications (11 Sep 2023 to 7 Apr 2025)
  • [FCA CF] Manager of certification employee (11 Sep 2023 to 7 Apr 2025)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 7 Apr 2025)
• Caroline A Dibbs

  IRN CAD01163

  • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jul 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Jul 2020)
• Caroline June Dowson

  IRN CXD00518

  • [FCA CF] Manager of certification employee (since 13 Nov 2023)
  • [FCA CF] Significant management (since 13 Nov 2023)
• Cathryn Riley

  IRN CER01019

  • CF29 Significant management (11 Mar 2010 to 1 May 2011)
  • CF1 Director (19 Jun 2007 to 6 Mar 2008)
• Charlotte Claire Jones

  IRN CCJ01017

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
• Charlotte Moran

  IRN CXM00068

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2020)
• Charlotte Newall

  IRN CXN00061

  • [FCA CF] Functions requiring qualifications (19 Mar 2020 to 14 Jun 2022)

No changes recorded yet.