Date authorised
1 April 2013
Companies House
04470008
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Briggs

    IRN ADB01086

    • CF29 Significant management (13 Apr 2015 to 24 Apr 2019)
  • Andrew James Howarth McPhee

    IRN AXM05313

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Andrew Maitland Dinwiddie

    IRN AXD00655

    • SMF7 Group Entity Senior Manager (since 1 Apr 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 31 Mar 2024)
  • Andrew Mark Beswick

    IRN AMB01347

    • CF1 Director (9 Jul 2013 to 17 May 2016)
  • Andrew Russell

    IRN ACR01132

    • CF28 Systems and controls (27 Jan 2015 to 28 Mar 2018)
  • Andrew Watkinson

    IRN AXW00073

    • SMF18 Other Overall Responsibility (since 15 Jun 2022)
    • [FCA CF] Material risk taker (23 Mar 2022 to 14 Jun 2022)
    • [FCA CF] Significant management (1 Jan 2022 to 14 Jun 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 14 Jun 2022)
  • Andy Dow

    IRN AXD00310

    • [FCA CF] Significant management (since 3 Nov 2025)
  • Angela Charlotte Seymour-Jackson

    IRN ACS01174

    • CF1 Director (18 Mar 2008 to 31 Dec 2010)
  • Angela Darlington

    IRN AJD01276

    • SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
    • CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
  • Angela Louise Barral

    IRN AXB00239

    • [FCA CF] Significant management (1 Feb 2021 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.