Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Philip Dixon

    IRN AXD00169

    • SMF24 Chief Operations (26 Apr 2021 to 5 Oct 2021)
    • [FCA CF] Significant management (20 Nov 2020 to 25 Apr 2021)
  • Andrew Watkinson

    IRN AXW00073

    • [FCA CF] Significant management (17 Aug 2020 to 22 Dec 2021)
  • Andries Bernard Smit

    IRN AXS80938

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
  • Angela Darlington

    IRN AJD01276

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • CF1 Director (12 Jun 2016 to 8 Dec 2019)
  • Ann Maloney

    IRN AXM02405

    • SMF3 Executive Director (since 30 Oct 2025)
  • Anthony Gerard Darlison

    IRN AGD01086

    • CF28 Systems and controls (12 Jun 2016 to 31 May 2019)
  • Anthony Ray

    IRN AXR00410

    • [FCA CF] Significant management (1 Apr 2022 to 10 Jan 2025)
  • Anuradha Purbey

    IRN AXP00502

    • [FCA CF] Significant management (1 Oct 2021 to 12 Aug 2022)
  • Barbara Bader-Klein

    IRN BXB00102

    • [FCA CF] Significant management (23 Feb 2021 to 13 Oct 2021)
  • Blair Mclaren Turnbull

    IRN BMT01044

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2020)
    • SMF24 Chief Operations (9 Dec 2019 to 22 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Dec 2019)
    • Responsible for Insurance Mediation (12 Jun 2016 to 30 Sep 2018)
    • CF3 Chief Executive (12 Jun 2016 to 8 Dec 2019)
    • CF1 Director (12 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.