Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charlotte Claire Jones

    IRN CCJ01017

    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • Charlotte Moran

    IRN CXM00068

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Cheryl Toner

    IRN CXT01385

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Aug 2021 to 9 Sep 2022)
  • Chetan Singh

    IRN CXS01268

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (19 Nov 2019 to 8 Dec 2019)
  • Christopher Brian Wei

    IRN CBW01035

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (12 Jun 2016 to 8 Dec 2019)
  • Christopher John Clark

    IRN CJC01331

    • SMF9 Chair of the Governing Body (17 Apr 2020 to 20 Mar 2024)
    • CF2 Non Executive Director (14 Mar 2018 to 8 Dec 2019)
  • Christopher Liam Barrett

    IRN CXB00551

    • [FCA CF] Significant management (16 Dec 2021 to 1 Jan 2022)
  • Christopher Payne

    IRN CXP00140

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
  • Claire Mulready Le Vot

    IRN CXB01558

    • [FCA CF] Manager of certification employee (19 Jun 2023 to 21 Jan 2024)
  • Claudia Arney

    IRN CXA01595

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2019)
    • CF2 Non Executive Director (1 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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