Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Brian Chaplin

  IRN MXC01896

  • [FCA CF] Manager of certification employee (28 May 2022 to 1 Jun 2022)
  • SMF4 Chief Risk (10 Dec 2018 to 27 May 2022)
  • SIMF4 Chief Risk Function (1 Jul 2017 to 9 Dec 2018)
• Mark Eamon O'Donnell

  IRN MEO00005

  • CF21 Investment Adviser (24 Apr 2002 to 24 Apr 2002)
• Mark Fenlon

  IRN MXF00078

  • [FCA CF] Manager of certification employee (25 Feb 2019 to 30 Jun 2021)
  • [FCA CF] Functions requiring qualifications (25 Feb 2019 to 30 Jun 2021)
• Mark George Culmer

  IRN MGC01038

  • SMF7 Group Entity Senior Manager (since 2 Jan 2020)
  • Director of firm who is not a certification employee or a SMF manager (25 Sep 2019 to 1 Jan 2020)
• Mark John Timmins

  IRN MJT01124

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 1 Jul 2002)
• Mark Joseph Kemp

  IRN MXK00427

  • [FCA CF] Significant management (since 19 Nov 2021)
• Mark Price

  IRN MXP00132

  • [FCA CF] Functions requiring qualifications (18 Dec 2019 to 28 Feb 2022)
• Mark Simon Edwards

  IRN MXE00183

  • [FCA CF] Manager of certification employee (since 20 Jan 2022)
• Mark Steven Hodges

  IRN MSH01039

  • CF8 Apportionment and Oversight (24 Apr 2006 to 2 Jun 2011)
  • CF3 Chief Executive (24 Apr 2006 to 10 May 2010)
  • CF1 Director (24 Apr 2006 to 2 Jun 2011)
• Mark Thompson

  IRN MXT00095

  • [FCA CF] Manager of certification employee (3 Sep 2019 to 24 Jul 2020)

• Age Concern Basingstoke & Deane (no longer appointed)

  FRN 201811 · Appointed 11 Jan 2000 · Until 14 Jan 2004

• Age Concern Kirklees (no longer appointed)

  FRN 193241 · Appointed 10 Jan 2000 · Until 14 Jan 2004

• Age Concern Gwent Enterprises Limited (no longer appointed)

  FRN 191622 · Appointed 10 Jan 2000 · Until 14 Jan 2004

• Stroud & Swindon Mortgage Company Ltd (no longer appointed)

  FRN 201526 · Appointed 16 Dec 1999 · Until 14 Jan 2004

• Michael Joyce Insurance (no longer appointed)

  FRN 201549 · Appointed 8 Dec 1999 · Until 2 Jun 2003

• Robinson Leslie (Risk Services) Limited (no longer appointed)

  FRN 201573 · Appointed 18 Oct 1999 · Until 14 Jan 2004

• Gordon Young Commerical Insurance (no longer appointed)

  FRN 201476 · Appointed 18 Oct 1999 · Until 16 Jun 2003

• Springfield Insurance Services (no longer appointed)

  FRN 201475 · Appointed 21 Sep 1999 · Until 11 Sep 2002

• Age Concern St Helens (no longer appointed)

  FRN 201359 · Appointed 21 Jun 1999 · Until 14 Jan 2004

• C.P. Bennet Ltd (no longer appointed)

  FRN 201331 · Appointed 14 Jun 1999 · Until 2 Jun 2003

No changes recorded yet.