Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Mar 2014)
    • (12)Employed By (since 24 Mar 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jul 2008 to 31 Jul 2012)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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