Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Woodhouse

  IRN PXW00118

  • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 17 Aug 2002)
• Philippa Lambert

  IRN PXL00041

  • SMF7 Group Entity Senior Manager (since 13 Sep 2021)
  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2021 to 13 Sep 2021)
• Philippe Leslie Van De Walle

  IRN PLV01011

  • CF2 Non Executive Director (21 Jan 2010 to 2 May 2012)
• Phillip James Lowe

  IRN PJL00040

  • CF21 Investment Adviser (20 Mar 2002 to 20 Mar 2002)
• Rachel Green

  IRN RXG00067

  • [FCA CF] Manager of certification employee (26 Aug 2020 to 31 Jan 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2020)
• Rachel Hannon

  IRN RXH84102

  • SMF18 Other Overall Responsibility (since 14 May 2025)
  • [FCA CF] Significant management (27 May 2022 to 13 May 2025)
• Rachel Pickering

  IRN RXP00335

  • [FCA CF] Significant management (19 Nov 2021 to 5 Dec 2024)
• Rainer Simmons

  IRN RXS00663

  • [FCA CF] Functions requiring qualifications (7 Apr 2022 to 3 Feb 2025)
• Ranila Ravi-Burslem

  IRN RXR00033

  • [FCA CF] Manager of certification employee (5 Oct 2020 to 30 Jul 2021)
  • [FCA CF] Significant management (10 Dec 2018 to 30 Jul 2021)
• Rebecca Jane Barrett

  IRN RJB00142

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 18 Jan 2002)

• Age Concern (Grimsby) (no longer appointed)

  FRN 193618 · Appointed 16 Aug 2000 · Until 14 Jan 2004

• Age Concern Newham Trading Company Limited (no longer appointed)

  FRN 192880 · Appointed 16 Aug 2000 · Until 14 Jan 2004

• Age Concern (Dudley) (no longer appointed)

  FRN 193201 · Appointed 15 Aug 2000 · Until 14 Jan 2004

• Age Concern Ealing Borough (no longer appointed)

  FRN 201812 · Appointed 31 Jul 2000 · Until 14 Jan 2004

• Age Concern Preston & South Ribble (no longer appointed)

  FRN 193200 · Appointed 19 Jul 2000 · Until 14 Jan 2004

• Age Concern Knowsley Ltd (no longer appointed)

  FRN 201810 · Appointed 16 Jul 2000 · Until 14 Jan 2004

• Susan Liburd (no longer appointed)

  FRN 201710 · Appointed 12 Jul 2000 · Until 11 Sep 2002

• Age Concern Financial Partnerships (no longer appointed)

  FRN 193615 · Appointed 3 Jul 2000 · Until 14 Jan 2004

• Age Concern Malling (no longer appointed)

  FRN 195695 · Appointed 23 Jun 2000 · Until 14 Jan 2004

• WEM Insurance Consultants Limited (no longer appointed)

  FRN 146514 · Appointed 23 May 2000 · Until 31 Jul 2002

No changes recorded yet.