Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jun 2017 to 31 Mar 2021)
  • Yorkshire Wealth Ltd (no longer approved here)

    FRN 757978

    • Employed By (10 Sep 2016 to 31 Mar 2021)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 17 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.