Aviva Life & Pensions UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Collection
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Issues Insurance
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
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Runs Stakeholder Pensions
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Runs Personal Pensions
For Personal pension scheme
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Loan Servicing
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Angela Claire Hunt
IRN ACH01097
- CF22 Investment Adviser (Trainee) (24 Jan 2002 to 24 Jan 2002)
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Angela Darlington
IRN AJD01276
- Responsible for Insurance Distribution (7 Feb 2020 to 30 Apr 2021)
- SMF3 Executive Director (7 Aug 2019 to 30 Apr 2021)
- SMF1 Chief Executive (7 Aug 2019 to 30 Apr 2021)
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 7 Aug 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (6 Oct 2014 to 6 Mar 2016)
- CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
- CF2 Non Executive Director (18 Jan 2013 to 6 Oct 2014)
- CF28 Systems and controls (1 Aug 2012 to 6 Oct 2014)
- CF12 Actuarial (17 May 2010 to 1 Aug 2012)
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Angela Louise Barral
IRN AXB00239
- [FCA CF] Significant management (25 Oct 2021 to 31 Jan 2022)
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Angus Blake
IRN AXB00240
- [FCA CF] Functions requiring qualifications (2 Jan 2020 to 10 Feb 2020)
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Angus Gordon Eaton
IRN AGE01023
- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
- CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
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Aniss Miladi
IRN AXM00288
- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 26 Aug 2020)
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Ann Etta Mann
IRN AEM00039
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 May 2002)
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Anna Louise Barrett
IRN AXB00913
- [FCA CF] Manager of certification employee (29 Nov 2021 to 12 May 2022)
- [FCA CF] Significant management (29 Nov 2021 to 5 Dec 2022)
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Anne Louise Kirk
IRN ALF01029
- CF29 Significant management (5 Jan 2009 to 5 Oct 2009)
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Anne Patricia Durkin
IRN AXD47866
- [FCA CF] Significant management (1 May 2025 to 3 Feb 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Age Concern Peterborough (no longer appointed)
FRN 201844 · Appointed 27 Nov 2000 · Until 14 Jan 2004
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Age Concern Hereford (City & Rural) (no longer appointed)
FRN 201994 · Appointed 25 Nov 2000 · Until 14 Jan 2004
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Whitchurch Insurance Services (no longer appointed)
FRN 201837 · Appointed 17 Nov 2000 · Until 21 May 2003
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Age Concern East Riding of Yorkshire (no longer appointed)
FRN 201847 · Appointed 15 Nov 2000 · Until 14 Jan 2004
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Lynian House Insurance Services (no longer appointed)
FRN 201836 · Appointed 15 Nov 2000 · Until 21 May 2003
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Age Concern Bexley Trading Ltd (no longer appointed)
FRN 201843 · Appointed 14 Nov 2000 · Until 14 Jan 2004
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Coventry Building Society (no longer appointed)
FRN 150892 · Appointed 1 Nov 2000 · Until 9 Aug 2002
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Robert Dean Estate Agents (no longer appointed)
FRN 201828 · Appointed 26 Oct 2000 · Until 14 Jan 2004
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Rutland Insurance Services (no longer appointed)
FRN 201826 · Appointed 19 Oct 2000 · Until 14 Jan 2004
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Age Concern Isle of Wight (no longer appointed)
FRN 201830 · Appointed 16 Oct 2000 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.