Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Sampson

  IRN MXS00228

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Apr 2020)
• Maurice Ewen Tulloch

  IRN MET01075

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Jul 2020)
  • SIMF7 Group Entity Senior Insurance Manager Function (2 Jun 2017 to 9 Dec 2018)
• Megan Hazlehurst

  IRN MXH03326

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
• Mel Gerard Carvill

  IRN MGC01042

  • SMF9 Chair of the Governing Body (22 Jul 2020 to 30 Jun 2022)
  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 28 Jul 2020)
  • SIMF10 Chair of the Risk Committee (30 Jun 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (21 Apr 2015 to 6 Mar 2016)
• Melanie Parker

  IRN MXP01376

  • CF21 Investment Adviser (27 Dec 2001 to 27 Dec 2001)
• Melissa Eyre

  IRN MXE00038

  • [FCA CF] Manager of certification employee (since 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (5 Feb 2021 to 3 Jul 2023)
• Mercedes Tracey Cragg

  IRN MXC01148

  • [FCA CF] Functions requiring qualifications (22 May 2024 to 1 Jul 2025)
• Michael David Thomas Craston

  IRN MDC01064

  • Director of firm who is not a certification employee or a SMF manager (17 May 2022 to 16 Apr 2024)
• Michael Harris

  IRN MXH01275

  • SMF14 Senior Independent Director (since 7 Feb 2024)
  • SMF11 Chair of the Audit Committee (since 30 Nov 2020)
• Michael Hogg

  IRN MXH14683

  • [FCA CF] Significant management (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • [FCA CF] Manager of certification employee (18 Jan 2021 to 25 Oct 2021)

• Age Concern Peterborough (no longer appointed)

  FRN 201844 · Appointed 27 Nov 2000 · Until 14 Jan 2004

• Age Concern Hereford (City & Rural) (no longer appointed)

  FRN 201994 · Appointed 25 Nov 2000 · Until 14 Jan 2004

• Whitchurch Insurance Services (no longer appointed)

  FRN 201837 · Appointed 17 Nov 2000 · Until 21 May 2003

• Age Concern East Riding of Yorkshire (no longer appointed)

  FRN 201847 · Appointed 15 Nov 2000 · Until 14 Jan 2004

• Lynian House Insurance Services (no longer appointed)

  FRN 201836 · Appointed 15 Nov 2000 · Until 21 May 2003

• Age Concern Bexley Trading Ltd (no longer appointed)

  FRN 201843 · Appointed 14 Nov 2000 · Until 14 Jan 2004

• Coventry Building Society (no longer appointed)

  FRN 150892 · Appointed 1 Nov 2000 · Until 9 Aug 2002

• Robert Dean Estate Agents (no longer appointed)

  FRN 201828 · Appointed 26 Oct 2000 · Until 14 Jan 2004

• Rutland Insurance Services (no longer appointed)

  FRN 201826 · Appointed 19 Oct 2000 · Until 14 Jan 2004

• Age Concern Isle of Wight (no longer appointed)

  FRN 201830 · Appointed 16 Oct 2000 · Until 14 Jan 2004

No changes recorded yet.