Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angela Claire Hunt

  IRN ACH01097

  • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 24 Jan 2002)
• Angela Darlington

  IRN AJD01276

  • Responsible for Insurance Distribution (7 Feb 2020 to 30 Apr 2021)
  • SMF3 Executive Director (7 Aug 2019 to 30 Apr 2021)
  • SMF1 Chief Executive (7 Aug 2019 to 30 Apr 2021)
  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 7 Aug 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (6 Oct 2014 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
  • CF2 Non Executive Director (18 Jan 2013 to 6 Oct 2014)
  • CF28 Systems and controls (1 Aug 2012 to 6 Oct 2014)
  • CF12 Actuarial (17 May 2010 to 1 Aug 2012)
• Angela Louise Barral

  IRN AXB00239

  • [FCA CF] Significant management (25 Oct 2021 to 31 Jan 2022)
• Angus Blake

  IRN AXB00240

  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 10 Feb 2020)
• Angus Gordon Eaton

  IRN AGE01023

  • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
  • CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
  • CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
• Aniss Miladi

  IRN AXM00288

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 26 Aug 2020)
• Ann Etta Mann

  IRN AEM00039

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 May 2002)
• Anna Louise Barrett

  IRN AXB00913

  • [FCA CF] Manager of certification employee (29 Nov 2021 to 12 May 2022)
  • [FCA CF] Significant management (29 Nov 2021 to 5 Dec 2022)
• Anne Louise Kirk

  IRN ALF01029

  • CF29 Significant management (5 Jan 2009 to 5 Oct 2009)
• Anne Patricia Durkin

  IRN AXD47866

  • [FCA CF] Significant management (1 May 2025 to 3 Feb 2026)

• A.R.P. Financial Services (no longer appointed)

  FRN 207049 · Appointed 6 Aug 2001 · Until 14 Jan 2004

• ESL Goodhearts Ltd (no longer appointed)

  FRN 206289 · Appointed 24 Jul 2001 · Until 14 Jan 2004

• Scottish Power UK Plc (no longer appointed)

  FRN 201929 · Appointed 7 Mar 2001 · Until 30 Jul 2002

• Market Place Mortgages Ltd (no longer appointed)

  FRN 201859 · Appointed 6 Feb 2001 · Until 14 Jan 2004

• E.Recruitments Solutions Plc (no longer appointed)

  FRN 201925 · Appointed 29 Jan 2001 · Until 14 Jan 2004

• Age Concern Doncaster (no longer appointed)

  FRN 201907 · Appointed 18 Jan 2001 · Until 14 Jan 2004

• Age Concern Hillingdon (no longer appointed)

  FRN 201906 · Appointed 15 Jan 2001 · Until 14 Jan 2004

• Spink Insurance Consultant Ltd (no longer appointed)

  FRN 201932 · Appointed 20 Dec 2000 · Until 20 Jun 2003

• Age Concern Waltham Forest (no longer appointed)

  FRN 201908 · Appointed 5 Dec 2000 · Until 14 Jan 2004

• Age Concern Morgannwg (no longer appointed)

  FRN 201995 · Appointed 29 Nov 2000 · Until 14 Jan 2004

No changes recorded yet.