Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Michael Hodges

  IRN KMH00003

  • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
• Kevin Paul Simons

  IRN KXS01231

  • CF15 Internal Audit (1 Dec 2001 to 4 Jun 2002)
• Kevin Stewart Patience

  IRN KSP00004

  • CF10 Compliance Oversight (2 Oct 2003 to 31 May 2005)
• Kimberley Buckley

  IRN KXB00067

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
• Kimberley Nicole Fuller

  IRN KXF00139

  • [FCA CF] Functions requiring qualifications (14 Jul 2022 to 28 Apr 2025)
• Kirstie Caneparo

  IRN KXC01268

  • CF1 Director (23 Oct 2014 to 24 Nov 2015)
  • CF10 Compliance Oversight (10 Jul 2006 to 31 Jan 2010)
• Kirstine Ann Cooper

  IRN KAC01088

  • [FCA CF] Significant management (8 Mar 2023 to 31 Dec 2023)
  • [FCA CF] Material risk taker (24 Oct 2022 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 17 Oct 2018)
  • CF1 Director (4 Mar 2016 to 6 Mar 2016)
• Kris Black

  IRN KXB00151

  • [FCA CF] Significant management (16 Feb 2021 to 30 Nov 2022)
• Kunal Oak

  IRN KXO00061

  • [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
  • [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
• Kurtis Dean Peck

  IRN KXP00265

  • [FCA CF] Functions requiring qualifications (24 May 2022 to 30 Dec 2022)

• A.R.P. Financial Services (no longer appointed)

  FRN 207049 · Appointed 6 Aug 2001 · Until 14 Jan 2004

• ESL Goodhearts Ltd (no longer appointed)

  FRN 206289 · Appointed 24 Jul 2001 · Until 14 Jan 2004

• Scottish Power UK Plc (no longer appointed)

  FRN 201929 · Appointed 7 Mar 2001 · Until 30 Jul 2002

• Market Place Mortgages Ltd (no longer appointed)

  FRN 201859 · Appointed 6 Feb 2001 · Until 14 Jan 2004

• E.Recruitments Solutions Plc (no longer appointed)

  FRN 201925 · Appointed 29 Jan 2001 · Until 14 Jan 2004

• Age Concern Doncaster (no longer appointed)

  FRN 201907 · Appointed 18 Jan 2001 · Until 14 Jan 2004

• Age Concern Hillingdon (no longer appointed)

  FRN 201906 · Appointed 15 Jan 2001 · Until 14 Jan 2004

• Spink Insurance Consultant Ltd (no longer appointed)

  FRN 201932 · Appointed 20 Dec 2000 · Until 20 Jun 2003

• Age Concern Waltham Forest (no longer appointed)

  FRN 201908 · Appointed 5 Dec 2000 · Until 14 Jan 2004

• Age Concern Morgannwg (no longer appointed)

  FRN 201995 · Appointed 29 Nov 2000 · Until 14 Jan 2004

No changes recorded yet.