Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Charles Winslow

  IRN ACW01149

  • CF29 Significant management (26 Feb 2009 to 1 Dec 2010)
• Adam Harrison

  IRN AXH00112

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)
• Adam Isaac Smith

  IRN AXS00979

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
  • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 1 Aug 2023)
• Adam King

  IRN AXK00333

  • [FCA CF] Functions requiring qualifications (28 May 2021 to 17 Oct 2022)
• Adrian Alastair Montague

  IRN AXM02182

  • Director of firm who is not a certification employee or a SMF manager (27 May 2020 to 31 May 2020)
  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 26 May 2020)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (31 Jan 2013 to 6 Mar 2016)
• Adrian Duncan Holmes

  IRN AXH00963

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 30 Jan 2026)
• Adrian Leslie Nye

  IRN ALN01023

  • [FCA CF] Significant management (since 16 Dec 2021)
• Adrian Robert Taylor

  IRN ART00008

  • CF21 Investment Adviser (31 Jan 2002 to 31 Jan 2002)
• Adrian Roger Parkes

  IRN ARP01115

  • SMF7 Group Entity Senior Manager (since 17 Oct 2022)
• Aimee Spencer

  IRN AXS00239

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 18 May 2022)
  • [FCA CF] Functions requiring qualifications (5 Nov 2019 to 13 Apr 2020)

• A.R.P. Financial Services (no longer appointed)

  FRN 207049 · Appointed 6 Aug 2001 · Until 14 Jan 2004

• ESL Goodhearts Ltd (no longer appointed)

  FRN 206289 · Appointed 24 Jul 2001 · Until 14 Jan 2004

• Scottish Power UK Plc (no longer appointed)

  FRN 201929 · Appointed 7 Mar 2001 · Until 30 Jul 2002

• Market Place Mortgages Ltd (no longer appointed)

  FRN 201859 · Appointed 6 Feb 2001 · Until 14 Jan 2004

• E.Recruitments Solutions Plc (no longer appointed)

  FRN 201925 · Appointed 29 Jan 2001 · Until 14 Jan 2004

• Age Concern Doncaster (no longer appointed)

  FRN 201907 · Appointed 18 Jan 2001 · Until 14 Jan 2004

• Age Concern Hillingdon (no longer appointed)

  FRN 201906 · Appointed 15 Jan 2001 · Until 14 Jan 2004

• Spink Insurance Consultant Ltd (no longer appointed)

  FRN 201932 · Appointed 20 Dec 2000 · Until 20 Jun 2003

• Age Concern Waltham Forest (no longer appointed)

  FRN 201908 · Appointed 5 Dec 2000 · Until 14 Jan 2004

• Age Concern Morgannwg (no longer appointed)

  FRN 201995 · Appointed 29 Nov 2000 · Until 14 Jan 2004

No changes recorded yet.