Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian Ray Woodford

  IRN JRW01250

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 20 Dec 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (21 Mar 2017 to 9 Dec 2018)
  • CF28 Systems and controls (1 Oct 2009 to 1 Oct 2011)
• Julie Dawn Green

  IRN JDG01107

  • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
  • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
• Julie Donnelly

  IRN JXD00140

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 12 Dec 2022)
• Karen Louise Howard

  IRN KXH00097

  • [FCA CF] Significant management (since 1 Dec 2024)
• Karen Mary Harding

  IRN KMH00025

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 11 Jan 2002)
• Karen Pountain

  IRN KXP00034

  • [FCA CF] Significant management (10 Dec 2018 to 29 Feb 2020)
• Karen Ward

  IRN KXW00045

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
• Karolina Cetrauskaite

  IRN KXC00211

  • [FCA CF] Functions requiring qualifications (18 Nov 2021 to 1 Aug 2023)
• Karren Rawlings

  IRN KXR00037

  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 29 Apr 2020)
• Katharina Maria Sofley

  IRN KXS00937

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2026)

• TJ Farrington (no longer appointed)

  FRN 156096 · Appointed 1 Aug 1987 · Until 14 Jan 2004

• Craig Financial Services (no longer appointed)

  FRN 131697 · Appointed 1 Mar 1987 · Until 14 Jan 2004

• Hollier Browne (no longer appointed)

  FRN 175733 · Appointed 1 Jan 1987 · Until 14 Jan 2004

• Age Concern Hereford & Worcester (no longer appointed)

  FRN 185237 · Appointed 1 Oct 1986 · Until 14 Jan 2004

• Hamilton Financial Planning Services Limited (no longer appointed)

  FRN 181743 · Appointed 31 Jul 1986 · Until 11 Sep 2002

• Churchills Estate Agents (no longer appointed)

  FRN 176723 · Appointed 28 Sep 1985 · Until 14 Jan 2004

• AP Sales (no longer appointed)

  FRN 163801 · Appointed 1 Dec 1984 · Until 11 Sep 2002

• Mackay Property Services (no longer appointed)

  FRN 200841 · Appointed 1 Sep 1984 · Until 11 Sep 2002

• East Hertfordshire Insurance (no longer appointed)

  FRN 119060 · Appointed 1 Oct 1983 · Until 14 Jan 2004

• Park Insurance Services (no longer appointed)

  FRN 155255 · Appointed 1 Jul 1983 · Until 21 May 2003

No changes recorded yet.