Karen Mary Harding

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 22 Oct 2021)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 22 Oct 2021)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (8 Oct 2020 to 2 Dec 2020)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (8 Oct 2020 to 2 Dec 2020)
    • CF30 Customer (8 Oct 2020 to 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (8 Oct 2020 to 2 Dec 2020)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (19 Sep 2013 to 28 Aug 2020)
    • CF30 Customer (19 Sep 2013 to 28 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Jul 2013)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 May 2006 to 26 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (22 Jul 2004 to 31 Mar 2006)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 11 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.