Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Brendan O'Roarke

  IRN JBO01003

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Jun 2021)
• John Bromfield

  IRN JXB02378

  • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2007)
  • CF14 Risk Assessment (24 Sep 2007 to 31 Oct 2007)
• John Charles Amies Wilkinson

  IRN JCW01175

  • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • CF10 Compliance Oversight (18 Sep 2015 to 31 Mar 2017)
• John Charles Enos

  IRN JCE01015

  • CF20 Significant Mgt (Settlements) (5 Dec 2002 to 17 May 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 9 Dec 2002)
• John Cummings

  IRN JXC28055

  • SMF7 Group Entity Senior Manager (since 27 May 2022)
  • [FCA CF] Manager of certification employee (24 Jan 2020 to 31 Mar 2020)
  • [FCA CF] Material risk taker (2 Dec 2019 to 8 Apr 2020)
  • [FCA CF] Significant management (10 Dec 2018 to 8 Apr 2020)
• John David Ainley

  IRN JDA01018

  • CF1 Director (5 Feb 2010 to 5 Jul 2012)
• John Flynn

  IRN JRF01099

  • CF11 Money Laundering Reporting (29 Jun 2010 to 27 May 2011)
• John Francis Hylands

  IRN JFH01018

  • CF2 Non Executive Director (31 Jul 2007 to 30 Jun 2013)
• John Francis Waring Westby

  IRN JXW01412

  • CF29 Significant management (1 Nov 2007 to 27 Jan 2012)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
• John Gerard McLaughlin

  IRN JGM01053

  • Director of firm who is not a certification employee or a SMF manager (28 Jun 2023 to 16 Sep 2024)

• Skipton Guernsey Limited (no longer appointed)

  FRN 187026 · Appointed 17 Oct 1995 · Until 11 Sep 2002

• Peter George (no longer appointed)

  FRN 200920 · Appointed 1 Aug 1995 · Until 14 Jan 2004

• Passingham & Co Estate Agents (no longer appointed)

  FRN 176824 · Appointed 24 Apr 1995 · Until 6 Aug 2002

• Age Concern Nottinghamshire Trading Limited (no longer appointed)

  FRN 201125 · Appointed 2 Mar 1995 · Until 14 Jan 2004

• John Anderson Business Services (no longer appointed)

  FRN 187577 · Appointed 1 Feb 1995 · Until 7 Jan 2003

• Bryan G Cambell & Co (no longer appointed)

  FRN 135082 · Appointed 6 Oct 1994 · Until 2 Jun 2003

• Portman Mortgage Services Ltd (no longer appointed)

  FRN 183035 · Appointed 30 Jun 1994 · Until 14 Jan 2004

• Newcastle Bank (Gibraltar) Ltd (no longer appointed)

  FRN 201106 · Appointed 20 May 1994 · Until 5 Feb 2003

• Age Concern Gateshead Trading Limited (no longer appointed)

  FRN 185236 · Appointed 16 Mar 1994 · Until 14 Jan 2004

• Freeman Foreman Estate Agents (no longer appointed)

  FRN 200829 · Appointed 25 Oct 1993 · Until 11 Sep 2002

No changes recorded yet.