Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Michael Hodges

  IRN KMH00003

  • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
• Kevin Paul Simons

  IRN KXS01231

  • CF15 Internal Audit (1 Dec 2001 to 4 Jun 2002)
• Kevin Stewart Patience

  IRN KSP00004

  • CF10 Compliance Oversight (2 Oct 2003 to 31 May 2005)
• Kimberley Buckley

  IRN KXB00067

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
• Kimberley Nicole Fuller

  IRN KXF00139

  • [FCA CF] Functions requiring qualifications (14 Jul 2022 to 28 Apr 2025)
• Kirstie Caneparo

  IRN KXC01268

  • CF1 Director (23 Oct 2014 to 24 Nov 2015)
  • CF10 Compliance Oversight (10 Jul 2006 to 31 Jan 2010)
• Kirstine Ann Cooper

  IRN KAC01088

  • [FCA CF] Significant management (8 Mar 2023 to 31 Dec 2023)
  • [FCA CF] Material risk taker (24 Oct 2022 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 17 Oct 2018)
  • CF1 Director (4 Mar 2016 to 6 Mar 2016)
• Kris Black

  IRN KXB00151

  • [FCA CF] Significant management (16 Feb 2021 to 30 Nov 2022)
• Kunal Oak

  IRN KXO00061

  • [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
  • [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
• Kurtis Dean Peck

  IRN KXP00265

  • [FCA CF] Functions requiring qualifications (24 May 2022 to 30 Dec 2022)

• Age Concern Trafford (Trading) Limited (no longer appointed)

  FRN 201356 · Appointed 27 Jan 1999 · Until 14 Jan 2004

• Age Concern (North Tyneside) Trading Limited (no longer appointed)

  FRN 201362 · Appointed 27 Jan 1999 · Until 14 Jan 2004

• Age Concern Essex (Trading) Limited (no longer appointed)

  FRN 201351 · Appointed 27 Jan 1999 · Until 14 Jan 2004

• Age Concern Teeside Trading Limited (no longer appointed)

  FRN 201357 · Appointed 22 Jan 1999 · Until 14 Jan 2004

• Age Concern Bolton Enterprises Limited (no longer appointed)

  FRN 201347 · Appointed 22 Jan 1999 · Until 14 Jan 2004

• Age Concern North Staffordshire Insurance Services (no longer appointed)

  FRN 201363 · Appointed 22 Jan 1999 · Until 14 Jan 2004

• Insurance House (no longer appointed)

  FRN 201297 · Appointed 14 Jan 1999 · Until 14 Jan 2004

• Karl Tatler Estate Agents (no longer appointed)

  FRN 201190 · Appointed 1 Dec 1997 · Until 21 May 2003

• Mark Stephenson & Company (no longer appointed)

  FRN 201065 · Appointed 24 Nov 1997 · Until 14 Jan 2004

• Tesco Personal Finance Limited (no longer appointed)

  FRN 186022 · Appointed 5 Mar 1997 · Until 11 Sep 2002

No changes recorded yet.