Aviva Life & Pensions UK Limited

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FRN: 185896
Date authorised: 1 April 2013
Companies House: 03253947
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Debt Collection
Issues Insurance

For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
Runs Stakeholder Pensions
Runs Personal Pensions

For Personal pension scheme
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Charles Winslow
IRN ACW01149
- CF29 Significant management (26 Feb 2009 to 1 Dec 2010)
Adam Harrison
IRN AXH00112
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)
Adam Isaac Smith
IRN AXS00979
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
- [FCA CF] Functions requiring qualifications (17 Dec 2021 to 1 Aug 2023)
Adam King
IRN AXK00333
- [FCA CF] Functions requiring qualifications (28 May 2021 to 17 Oct 2022)
Adrian Alastair Montague
IRN AXM02182
- Director of firm who is not a certification employee or a SMF manager (27 May 2020 to 31 May 2020)
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 26 May 2020)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (31 Jan 2013 to 6 Mar 2016)
Adrian Duncan Holmes
IRN AXH00963
- [FCA CF] Functions requiring qualifications (1 Aug 2023 to 30 Jan 2026)
Adrian Leslie Nye
IRN ALN01023
- [FCA CF] Significant management (since 16 Dec 2021)
Adrian Robert Taylor
IRN ART00008
- CF21 Investment Adviser (31 Jan 2002 to 31 Jan 2002)
Adrian Roger Parkes
IRN ARP01115
- SMF7 Group Entity Senior Manager (since 17 Oct 2022)
Aimee Spencer
IRN AXS00239
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 18 May 2022)
- [FCA CF] Functions requiring qualifications (5 Nov 2019 to 13 Apr 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Age Concern Trafford (Trading) Limited (no longer appointed)
FRN 201356 · Appointed 27 Jan 1999 · Until 14 Jan 2004
Age Concern (North Tyneside) Trading Limited (no longer appointed)
FRN 201362 · Appointed 27 Jan 1999 · Until 14 Jan 2004
Age Concern Essex (Trading) Limited (no longer appointed)
FRN 201351 · Appointed 27 Jan 1999 · Until 14 Jan 2004
Age Concern Teeside Trading Limited (no longer appointed)
FRN 201357 · Appointed 22 Jan 1999 · Until 14 Jan 2004
Age Concern Bolton Enterprises Limited (no longer appointed)
FRN 201347 · Appointed 22 Jan 1999 · Until 14 Jan 2004
Age Concern North Staffordshire Insurance Services (no longer appointed)
FRN 201363 · Appointed 22 Jan 1999 · Until 14 Jan 2004
Insurance House (no longer appointed)
FRN 201297 · Appointed 14 Jan 1999 · Until 14 Jan 2004
Karl Tatler Estate Agents (no longer appointed)
FRN 201190 · Appointed 1 Dec 1997 · Until 21 May 2003
Mark Stephenson & Company (no longer appointed)
FRN 201065 · Appointed 24 Nov 1997 · Until 14 Jan 2004
Tesco Personal Finance Limited (no longer appointed)
FRN 186022 · Appointed 5 Mar 1997 · Until 11 Sep 2002

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.