Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Barclay Barral
IRN DBB01017
- CF29 Significant management (17 Aug 2012 to 1 May 2014)
- CF1 Director (1 Apr 2005 to 12 Feb 2007)
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David Clayton
IRN DXC01960
- SMF2 Chief Finance (9 Dec 2019 to 31 Aug 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
- CF1 Director (5 Apr 2017 to 8 Dec 2019)
- CF29 Significant management (14 Dec 2015 to 5 Apr 2017)
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David Clott
IRN DXC00634
- [FCA CF] Material risk taker (25 Jan 2023 to 11 Apr 2023)
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David Edward Howells
IRN DEH00011
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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David George Lis
IRN DGL00020
- CF26 Customer Trading (1 Dec 2001 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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David Gordon Young
IRN DGY01002
- CF10 Compliance Oversight (1 May 2017 to 25 Sep 2017)
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David Hullah
IRN DXH00480
- [FCA CF] Significant management (8 Nov 2021 to 21 Apr 2023)
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David Iain FORRESTER
IRN DIF01022
- [FCA CF] Material risk taker (since 1 Jan 2023)
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David James Smith
IRN DJS00090
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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David John Hinton
IRN DJH00126
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Age Concern Financial Partnerships (no longer appointed)
FRN 193615 · Appointed 3 Jul 2000 · Until 14 Jan 2004
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WEM Insurance Consultants Limited (no longer appointed)
FRN 146514 · Appointed 23 May 2000 · Until 31 Jul 2002
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ABS Accountants & Tax Consultants (no longer appointed)
FRN 193657 · Appointed 22 May 2000 · Until 14 Jan 2004
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Act Financial Planning Ltd (no longer appointed)
FRN 193249 · Appointed 1 May 2000 · Until 11 Sep 2002
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Age Concern Walsall Limited (no longer appointed)
FRN 191623 · Appointed 3 Apr 2000 · Until 14 Jan 2004
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Age Concern Northampton and County (no longer appointed)
FRN 191496 · Appointed 14 Mar 2000 · Until 14 Jan 2004
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Age Concern Birmingham Limited (no longer appointed)
FRN 193673 · Appointed 13 Mar 2000 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.