David Gordon Young

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GAM London Limited (no longer approved here)
FRN 122330
- CF10 Compliance Oversight (6 Nov 2018 to 9 Dec 2019)
GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)
FRN 122331
- CF10 Compliance Oversight (6 Nov 2018 to 9 Dec 2019)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF10 Compliance Oversight (1 May 2017 to 25 Sep 2017)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF10 Compliance Oversight (8 Sep 2016 to 25 Sep 2017)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF10 Compliance Oversight (19 Aug 2011 to 10 Jan 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.