Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
-
Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
-
Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
-
Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Richard John Harvey
IRN RJH01138
- CF1 Director (1 Dec 2001 to 29 Apr 2003)
-
Richard Julian Field
IRN RJF01083
- CF28 Systems and controls (1 Aug 2011 to 1 Aug 2012)
-
Richard Mark Dilloway
IRN RMD00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
-
Richard Mark Lawrence
IRN RML00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Dec 2003)
-
Richard William Smith
IRN RWS00012
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
-
Robert Stuart Plant
IRN RSP00012
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
-
Roger Charles Dix
IRN RCD01059
- CF28 Systems and controls (7 Feb 2011 to 7 Feb 2011)
-
Ross Chalmers
IRN RXC00022
- CF21 Investment Adviser (22 Apr 2002 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
-
Sally Christabel Shire
IRN SCS01036
- CF16 Significant Mgt (Desgntd Investment Business) (1 Apr 2005 to 1 Sep 2005)
-
Sally Winstanley
IRN SXW01954
- SMF3 Executive Director (20 Oct 2021 to 31 Aug 2024)
- CF10 Compliance Oversight (9 Mar 2016 to 30 Apr 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Coventry Building Society (no longer appointed)
FRN 150892 · Appointed 1 Nov 2000 · Until 9 Aug 2002
-
Robert Dean Estate Agents (no longer appointed)
FRN 201828 · Appointed 26 Oct 2000 · Until 14 Jan 2004
-
Rutland Insurance Services (no longer appointed)
FRN 201826 · Appointed 19 Oct 2000 · Until 14 Jan 2004
-
Age Concern Isle of Wight (no longer appointed)
FRN 201830 · Appointed 16 Oct 2000 · Until 14 Jan 2004
-
Age Concern Stockport Trading Ltd (no longer appointed)
FRN 201831 · Appointed 5 Oct 2000 · Until 14 Jan 2004
-
Shields Accident Investigation (no longer appointed)
FRN 201829 · Appointed 5 Oct 2000 · Until 21 May 2003
-
Borderway Insurance Brokers Ltd (no longer appointed)
FRN 201827 · Appointed 26 Sep 2000 · Until 2 Jun 2003
-
The Mortgage Place (Troon) (no longer appointed)
FRN 192973 · Appointed 15 Sep 2000 · Until 21 May 2003
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.