Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kamal Nayan Rauniar
IRN KNR00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Karen Christine Jones
IRN KCJ00002
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Karl William Winters
IRN KWW00004
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Kate Elizabeth Hill
IRN KEW01030
- [FCA CF] Material risk taker (since 13 May 2020)
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Kate Elizabeth McClellan
IRN KEM01077
- SMF1 Chief Executive (since 25 Nov 2024)
- SMF3 Executive Director (since 23 Apr 2020)
- SMF24 Chief Operations (23 Apr 2020 to 9 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Apr 2020)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 23 Apr 2020)
- CF10a CASS Oversight function (7 Jun 2016 to 8 Dec 2019)
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Kay Marie Oxley
IRN KMO00005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
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Keith Jones
IRN KXJ01057
- CF1 Director (1 Dec 2001 to 31 Mar 2005)
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Keith Terence Littlewood
IRN KTL00002
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Keith Thomas Jackson
IRN KTJ01005
- CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
- CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
- CF14 Risk Assessment (9 Nov 2006 to 31 Oct 2007)
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Kenneth Moxen
IRN KXM00030
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Burns Residential Limited (no longer appointed)
FRN 184515 · Appointed 12 Apr 1996 · Until 14 Jan 2004
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Taytax Accounting Services (no longer appointed)
FRN 201137 · Appointed 6 Apr 1996 · Until 14 Jan 2004
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Age Concern Enterprises Limited (no longer appointed)
FRN 185238 · Appointed 7 Feb 1996 · Until 14 Jan 2004
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Skipton Guernsey Limited (no longer appointed)
FRN 187026 · Appointed 17 Oct 1995 · Until 11 Sep 2002
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Passingham & Co Estate Agents (no longer appointed)
FRN 176824 · Appointed 24 Apr 1995 · Until 6 Aug 2002
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Age Concern Nottinghamshire Trading Limited (no longer appointed)
FRN 201125 · Appointed 2 Mar 1995 · Until 14 Jan 2004
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John Anderson Business Services (no longer appointed)
FRN 187577 · Appointed 1 Feb 1995 · Until 7 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.