Kate Elizabeth McClellan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors UK Fund Services Limited
FRN 119310
- SMF1 Chief Executive (since 25 Nov 2024)
- SMF3 Executive Director (since 23 Apr 2020)
- SMF24 Chief Operations (23 Apr 2020 to 9 May 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 23 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Apr 2020)
- CF10a CASS Oversight function (7 Jun 2016 to 8 Dec 2019)
Aviva Investors Global Services Limited
FRN 119178
- SMF24 Chief Operations (since 9 Sep 2021)
- SMF18 Other Overall Responsibility (1 May 2020 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (2 Jan 2020 to 30 Apr 2020)
Bankhall Support Services Limited (no longer approved here)
FRN 164877
- Director of firm who is not a certification employee or a SMF manager (19 Jul 2021 to 1 May 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.