Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Alternative Debenture, Life Policy, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Eligible Counterparty, Non-investment insurance contracts, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Commercial, Alternative Debenture, Life Policy, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Personal pension scheme, Alternative Debenture, Life Policy, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephanie Niven

    IRN SXN01193

    • (986)[FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2020)
    • (985)CF30 Customer (10 Oct 2018 to 8 Dec 2019)
  • Stephanie Walsh

    IRN SXW01399

    • (45)CF21 Investment Adviser (2 Oct 2003 to 1 Jul 2005)
    • (44)CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)
  • Stephen Castle

    IRN SXC00338

    • (1169)[FCA CF] Manager of certification employee (9 Dec 2019 to 13 Sep 2023)
  • Stephen David Hyndman

    IRN SDH01126

    • (956)[FCA CF] Material risk taker (14 Aug 2024 to 14 Feb 2025)
    • (954)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jun 2024)
    • (955)CF11 Money Laundering Reporting (15 May 2015 to 8 Dec 2019)
  • Stephen Douglas Cleal

    IRN SDC01040

    • (72)CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • (73)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Stephen Gerald Adams

    IRN SGA01020

    • (1068)[FCA CF] Client dealing (20 Jan 2025 to 30 Sep 2025)
  • Stephen Gerald Wakefield

    IRN SXW00727

    • (1116)[FCA CF] Material risk taker (13 Jan 2023 to 1 Jan 2024)
    • (1117)[FCA CF] Significant management (13 Jan 2023 to 1 Jan 2024)
  • Stephen Gould

    IRN SXG00582

    • (1120)SMF7 Group Entity Senior Manager (5 May 2023 to 3 Dec 2023)
  • Stephen Graham Avis

    IRN SGA01029

    • (464)[FCA CF] Client dealing (since 9 Dec 2019)
    • (572)CF30 Customer (27 Jul 2015 to 8 Dec 2019)
  • Stephen Hampson

    IRN SXH00451

    • (872)[FCA CF] Significant management (2 Sep 2022 to 26 Oct 2022)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (169)[FCA CF] Client dealing

  2. controlled function added: (168)[FCA CF] Manager of certification employee

  3. controlled function added: (167)[FCA CF] Material risk taker

  4. controlled function added: (166)[FCA CF] Client dealing

  5. controlled function added: (165)[FCA CF] Client dealing

  6. controlled function added: (164)[FCA CF] Material risk taker

  7. controlled function added: (163)[FCA CF] Client dealing

  8. controlled function added: (162)[FCA CF] Manager of certification employee

  9. controlled function added: (161)[FCA CF] Client dealing

  10. controlled function added: (160)[FCA CF] Manager of certification employee

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