Stephen Gerald Adams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (20 Jan 2025 to 30 Sep 2025)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Significant management (1 Jan 2023 to 31 Jan 2023)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
    • CF29 Significant management (18 Jan 2012 to 9 May 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (25 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (25 Jan 2010 to 22 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.