Stephanie Niven

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 23 Mar 2021)
- [FCA CF] Functions requiring qualifications (23 Mar 2021 to 25 Apr 2023)
Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 23 Mar 2021)
- [FCA CF] Functions requiring qualifications (23 Mar 2021 to 25 Apr 2023)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2020)
- CF30 Customer (10 Oct 2018 to 8 Dec 2019)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (1 Nov 2007 to 5 Nov 2008)
- CF27 Investment Management (14 Dec 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.