Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Veronique Liliane Arnoldi

    IRN VLA01006

    • (244)CF1 Director (24 Mar 2009 to 30 Jun 2011)
  • Victor Hoi Wing Chu

    IRN VHC01000

    • (792)CF27 Investment Management (16 Feb 2007 to 27 Apr 2007)
    • (793)CF26 Customer Trading (10 Jan 2007 to 27 Apr 2007)
    • (794)CF21 Investment Adviser (6 Jun 2006 to 27 Apr 2007)
  • Victoria Jane Amlot

    IRN VJA01011

    • (241)CF30 Customer (1 Nov 2007 to 1 Mar 2017)
    • (242)CF27 Investment Management (11 Oct 2007 to 31 Oct 2007)
  • Vikash Patel

    IRN VXP01239

    • (398)[FCA CF] Manager of certification employee (since 17 Apr 2023)
    • (397)[FCA CF] Client dealing (since 9 Dec 2019)
    • (526)CF30 Customer (2 Aug 2017 to 8 Dec 2019)
  • Viktor Dietrich

    IRN VXD15327

    • (977)[FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2021)
    • (976)CF30 Customer (28 May 2019 to 8 Dec 2019)
  • Vimal Gor

    IRN VXG01017

    • (253)CF30 Customer (1 Nov 2007 to 9 Oct 2009)
    • (254)CF27 Investment Management (1 Dec 2001 to 25 Aug 2006)
  • Vincent Jacky Rennella

    IRN VJR01022

    • (1160)[FCA CF] Client dealing (7 Feb 2020 to 19 Aug 2022)
  • Vincenzo Di Gennaro

    IRN VXD01030

    • (294)[FCA CF] Manager of certification employee (since 23 Mar 2026)
    • (293)[FCA CF] Client dealing (since 17 May 2021)
  • Viviane Keser

    IRN VXK01098

    • (391)CF30 Customer (20 Jan 2015 to 10 Feb 2017)
  • Vivien Marie Rowland

    IRN VMR01023

    • (320)CF30 Customer (3 Jun 2015 to 30 Sep 2018)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (439)[FCA CF] Client dealing

  2. controlled function added: (438)[FCA CF] Client dealing

  3. controlled function added: (437)[FCA CF] Client dealing

  4. controlled function added: (436)[FCA CF] Client dealing

  5. controlled function added: (435)[FCA CF] Manager of certification employee

  6. controlled function added: (434)[FCA CF] Material risk taker

  7. controlled function added: (433)[FCA CF] Client dealing

  8. controlled function added: (432)[FCA CF] Functions requiring qualifications

  9. controlled function added: (431)[FCA CF] Manager of certification employee

  10. controlled function added: (430)[FCA CF] Material risk taker

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