Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 17 May 2021)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2020)
    • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF27 Investment Management (1 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (30 Jan 2003 to 21 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.