Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Roper

  IRN CXR00080

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 31 Jan 2024)
• Cheryl Toner

  IRN CXT01385

  • [FCA CF] Manager of certification employee (since 3 Oct 2022)
• Chloe Jackson

  IRN CXJ00054

  • [FCA CF] Functions requiring qualifications (5 May 2021 to 18 Feb 2022)
• Chloe Nicklin

  IRN CXN00062

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2020)
• Chloe Tharme-Loose

  IRN CXT00057

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 18 Feb 2020)
• Chris Wood

  IRN CMW01142

  • SMF9 Chair of the Governing Body (since 7 May 2021)
• Christina Dean

  IRN CXW00177

  • [FCA CF] CASS oversight function (since 2 Dec 2022)
• Christine Nellis

  IRN CXN27354

  • SMF18 Other Overall Responsibility (9 Apr 2020 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2020 to 8 Apr 2020)
• Christopher Angus French-Leith

  IRN CXF00329

  • [FCA CF] CASS oversight function (since 1 Nov 2023)
• Christopher Gordon Coles

  IRN CGC01084

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2021)
  • CF11 Money Laundering Reporting (19 Jun 2017 to 1 Jan 2019)

No changes recorded yet.