Aviva Investment Solutions UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +442072832000
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Complaints Contact
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +443453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Graham Paul
IRN CXP00628
- [FCA CF] Functions requiring qualifications (18 Mar 2024 to 9 Jan 2026)
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Christopher Liam Barrett
IRN CXB00551
- [FCA CF] Manager of certification employee (1 Jan 2022 to 18 Feb 2022)
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Christopher Michael Golland
IRN CMG01141
- SMF18 Other Overall Responsibility (since 9 Dec 2019)
- CF10a CASS Oversight function (3 Dec 2015 to 8 Dec 2019)
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Claire Elizabeth Cushing
IRN CXC00475
- [FCA CF] Significant management (1 Feb 2022 to 1 Aug 2024)
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Claire Elizabeth Lund - Conlon
IRN CEB01128
- [FCA CF] Significant management (7 Dec 2021 to 30 Jun 2025)
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Claire Mulready Le Vot
IRN CXB01558
- [FCA CF] Manager of certification employee (19 Jun 2023 to 21 Jan 2024)
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Clarke Ellis
IRN CXE00039
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
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Clive Grant Bolton
IRN CGB01066
- CF29 Significant management (13 Apr 2015 to 5 May 2017)
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Colin Williams
IRN CAW01099
- Responsible for Insurance Distribution (8 Sep 2020 to 7 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 7 Dec 2020)
- SMF1 Chief Executive (9 Dec 2019 to 7 Dec 2020)
- CF3 Chief Executive (29 Mar 2018 to 8 Dec 2019)
- CF1 Director (9 May 2011 to 8 Dec 2019)
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Craig Fazzini-Jones
IRN RCJ01039
- SMF24 Chief Operations (21 Oct 2021 to 19 Jun 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.