Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brett Skilling

  IRN BXS00407

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
• Brian Robertson

  IRN BXR00121

  • [FCA CF] Functions requiring qualifications (6 May 2022 to 31 Jan 2024)
• Bronte Jane Hands

  IRN BXH00284

  • [FCA CF] Functions requiring qualifications (28 Feb 2023 to 1 Nov 2024)
• Carole Jean O'Boyle

  IRN CXO00053

  • [FCA CF] Functions requiring qualifications (11 Sep 2023 to 7 Apr 2025)
  • [FCA CF] Manager of certification employee (11 Sep 2023 to 7 Apr 2025)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 7 Apr 2025)
• Caroline A Dibbs

  IRN CAD01163

  • SMF3 Executive Director (29 Jul 2020 to 7 Jul 2021)
  • [FCA CF] Manager of certification employee (4 Mar 2020 to 28 Jul 2020)
  • [FCA CF] Significant management (4 Mar 2020 to 28 Jul 2020)
• Caroline Gawthorpe

  IRN CXG00075

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
• Caroline June Dowson

  IRN CXD00518

  • [FCA CF] Significant management (since 13 Nov 2023)
  • [FCA CF] Manager of certification employee (since 13 Nov 2023)
• Charlene Lesley Samwell-Buckenham

  IRN CXB00456

  • [FCA CF] Functions requiring qualifications (18 Jun 2021 to 22 Dec 2021)
• Charlotte Claire Jones

  IRN CCJ01017

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
• Charlotte Georgina Shaw

  IRN CXS00634

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)

No changes recorded yet.