Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Allen Newman

  IRN JAN00033

  • CF29 Significant management (5 Apr 2013 to 23 Apr 2015)
  • CF2 Non Executive Director (11 May 2011 to 28 Mar 2013)
• James Andrew Ward

  IRN JAW01212

  • CF1 Director (1 Jul 2010 to 5 Mar 2013)
  • CF3 Chief Executive (1 Jul 2010 to 5 Mar 2013)
• James Barnard

  IRN JXB11964

  • [FCA CF] Significant management (6 May 2021 to 21 Oct 2021)
  • [FCA CF] Manager of certification employee (6 May 2021 to 21 Oct 2021)
• James Christopher Steuart Hillman

  IRN JCH01251

  • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
• James Dagley

  IRN JXD00138

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 18 Feb 2022)
• James Godfrey

  IRN JXG00046

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
• James Hauschild

  IRN JXH00190

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 18 Feb 2020)
• James Masson Black

  IRN JMB01221

  • CF29 Significant management (17 May 2011 to 27 Sep 2013)
• James William Rowlands

  IRN JXR00472

  • [FCA CF] CASS oversight function (3 Dec 2021 to 20 May 2022)
• Jane Lockwood

  IRN JXL00120

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)

No changes recorded yet.